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Updated almost 8 years ago on . Most recent reply

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Michael Hill
  • Saratoga Springs, NY
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New York Real Estate Syndication Filings

Michael Hill
  • Saratoga Springs, NY
Posted

Not considering this legal advice, but looking for a high level answer and/or if you can point me to an online resource that can explain teh difference.

My understanding is that under SEC Rule 506, Part D, NY requires real estate syndicators to file a Form 99:

https://ag.ny.gov/sites/default/files/pdfs/bureaus...

I'm trying to get a better understanding of what offering types fall under which NY regs, per page 8 (last page) in the link above, especially when it come to when GBL §359-e registration ir required or not.

Thanks

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