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Updated about 6 years ago on . Most recent reply

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Clayton Collins
  • Real Estate Agent
  • Fort Worth, TX
13
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24
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pre funding and sec compliance question

Clayton Collins
  • Real Estate Agent
  • Fort Worth, TX
Posted

If I have built a large database of clients for my business and don't have any syndications, paperwork indicating I'm in syndications, actual deals in front of me, or a past syndication,  can I point blank email my database and directly ask for people interested in being a passive investor and not break any sec rules?  I'm working on growing my list of possible investors while I'm getting started.  Or if you have a link or somehting on where to go get that info, it would be appreciated.

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Alina Trigub
  • Rental Property Investor
  • Glen Rock, NJ
2,094
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3,139
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Alina Trigub
  • Rental Property Investor
  • Glen Rock, NJ
Replied

@Clayton Collins

As long as you don’t mention any specifics of a deal, you’re fine in general. 

In general, I’d highly recommend reading a book on syndications and speaking with a securities attorney. 

Start with the book written by Joe Fearless and @Theo Hicks 

Listen to syndication show podcast by @Whitney Sewell

Have more questions feel free to PM me.

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