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Updated about 6 years ago on . Most recent reply

pre funding and sec compliance question
If I have built a large database of clients for my business and don't have any syndications, paperwork indicating I'm in syndications, actual deals in front of me, or a past syndication, can I point blank email my database and directly ask for people interested in being a passive investor and not break any sec rules? I'm working on growing my list of possible investors while I'm getting started. Or if you have a link or somehting on where to go get that info, it would be appreciated.
Most Popular Reply

As long as you don’t mention any specifics of a deal, you’re fine in general.
In general, I’d highly recommend reading a book on syndications and speaking with a securities attorney.
Start with the book written by Joe Fearless and @Theo Hicks
Listen to syndication show podcast by @Whitney Sewell
Have more questions feel free to PM me.